Regulatory
Compliance Dashboard
Alignment status against the instruments a branch compliance desk actually answers to.
KYC Compliance
PASSAll flagged accounts have valid KYC documentation.
Transaction Limits
PASSNo account exceeds RBI-prescribed transaction limits.
PEP Screening
PASSAll flagged accounts screened against PEP lists.
Beneficiary Verification
WARN3 accounts have unverified beneficiaries — flagged for follow-up.
STR Timeliness
PASSAll STRs filed within the 7-day regulatory window.
E-KYC Status
PASS100% e-KYC compliance across flagged accounts.
Instruments covered
- ▸ PMLA 2002 — RULE 8 (STR)
- ▸ RBI KYC MASTER DIRECTION 2023
- ▸ IBA GUIDELINES ON FRAUD PREVENTION
- ▸ FIU-IND REPORTING FORMATS